AI assistant
MKS INC — Director's Dealing 2022
Apr 19, 2022
30723_dirs_2022-04-19_0d5ab2bd-67c4-4186-a6c0-1017a316a61d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2022-04-18
Reporting Person: Taranto Eric Robert (SVP & GM, V&A Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-18 | Common Stock | M | 786.7 | — | Acquired | 5267.8734 | Direct |
| 2022-04-18 | Common Stock | M | 935 | — | Acquired | 6202.8734 | Direct |
| 2022-04-18 | Common Stock | F | 506 | $114.99 | Disposed | 5696.8734 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-04-18 | Restricted Stock Unit | $ | M | 786.7 | Disposed | Common Stock (786.7) | Direct | |
| 2022-04-18 | Restricted Stock Unit | $ | M | 935 | Disposed | Common Stock (935) | Direct |
Footnotes
F1: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs vest in two equal annual installments commencing on April 15, 2021, provided that if, in any vesting year, April 15th is not a business day, such vesting shall occur on the next business day.
F4: These RSUs vest in three equal annual installments commencing on April 17, 2021, provided that if, in any vesting year, April 17th is not a business day, such vesting shall occur on the next business day.