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MKS INC — Director's Dealing 2022
Oct 31, 2022
30723_dirs_2022-10-31_fa37aa6e-fd84-4bbc-9edc-493cd19d3a35.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2022-10-28
Reporting Person: Burke Kathleen Flaherty (Sr. VP, GC & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-28 | Common Stock | M | 2179.029 | — | Acquired | 48409.168 | Direct |
| 2022-10-28 | Common Stock | F | 967 | $84.58 | Disposed | 47442.168 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-10-28 | Restricted Stock Unit | $ | M | 2179.029 | Disposed | Common Stock (2179.029) | Direct |
Footnotes
F1: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant, October 28, 2019.
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