AI assistant
MKS INC — Director's Dealing 2021
Feb 9, 2021
30723_dirs_2021-02-09_c9ff644e-6eac-4646-ac53-45462e483833.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2021-02-08
Reporting Person: Henry David Philip (SVP, Corp Mkt, PMO & Glob Svc)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 674.204 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (356.376) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (958.339) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (3512.778) | Direct |
Footnotes
F1: These restricted stock units (RSUs) vest on April 13, 2021.
F2: Each RSU represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: These RSUs vest in two equal annual installments commencing on April 15, 2021, provided that if, in any vesting year, April 15th is not a business day, such vesting shall occur on the next business day.
F4: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.