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MKS INC — Director's Dealing 2021
Apr 14, 2021
30723_dirs_2021-04-14_9470f975-e691-44e9-a968-d573d6c3e716.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2021-04-13
Reporting Person: Taranto Eric Robert (SVP & GM, V&A Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-13 | Common Stock | M | 627.342 | — | Acquired | 4263.5164 | Direct |
| 2021-04-13 | Common Stock | F | 185 | $186.52 | Disposed | 4078.5164 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-13 | Restricted Stock Unit | $ | M | 627.342 | Disposed | Common Stock (627.342) | Direct |
Footnotes
F1: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs vested on April 13, 2021.
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