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MKS INC — Director's Dealing 2019
Oct 30, 2019
30723_dirs_2019-10-30_698651bb-24f9-428b-b56c-3599ff171148.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2019-10-28
Reporting Person: BAGSHAW SETH H (Sr. VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-29 | Common Stock | S | 18000 | $112.08 | Disposed | 18857.015 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-28 | Restricted Stock Unit | $ | A | 8716.116 | Acquired | Common Stock (8716.116) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $111.57 to $112.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: These RSUs shall vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant.