AI assistant
MKS INC — Director's Dealing 2019
May 9, 2019
30723_dirs_2019-05-09_025f7a8f-8d05-4a1c-981b-9be2acc1d5fa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2019-05-08
Reporting Person: Burke Kathleen Flaherty (Sr. VP, GC & Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 38986.962 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (2858.054) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (4242.637) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (4722.55) | Direct |
Footnotes
F1: These restricted stock units (RSUs) vest on February 18, 2020.
F2: Each RSU represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: These RSUs will vest in two equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
F4: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.