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MKS INC — Director's Dealing 2018
May 4, 2018
30723_dirs_2018-05-04_d85d9115-c2c0-4c4c-84c8-dd2e35c4c1e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2018-05-02
Reporting Person: BERTUCCI JOHN R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-02 | Common Stock | G | 60996 | — | Disposed | 0 | Indirect |
| 2018-05-02 | Common Stock | G | 68336 | — | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 197248.102 | Direct |
| Common Stock | 51000 | Indirect |
| Common Stock | 27782 | Indirect |
| Common Stock | 186505 | Indirect |
Footnotes
F1: The reporting person's 2016 Grantor Retained Annuity Trust terminated. On May 2, 2018, 60,996 shares in this trust were transferred to the reporting person's beneficiaries and the remaining 25,976 shares were distributed to the reporting person and are reported in this Form 4 as directly owned by the reporting person.
F2: The reporting person's spouse's 2016 Grantor Retained Annuity Trust terminated. On May 2, 2018, 68,336 shares in this trust were transferred to the reporting person's spouse's beneficiaries and the remaining 19,355 shares were distributed to the reporting person's spouse and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse.