AI assistant
MKS INC — Director's Dealing 2017
May 12, 2017
30723_dirs_2017-05-12_c6ae78b7-bd89-4738-995e-6fb0094563b6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2017-05-11
Reporting Person: Quirk Brian Charles (Sr. VP, Global Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-11 | Common Stock | M | 3557.874 | — | Acquired | 19120.819 | Direct |
| 2017-05-11 | Common Stock | F | 1565 | $80.50 | Disposed | 17555.819 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-11 | Restricted Stock Unit | $ | M | 3557.874 | Disposed | Common Stock (3557.874) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs originally were scheduled to vest in two equal installments based on the Company's achievement of certain performance criteria for the period ending June 30, 2017 and June 30, 2018. On May 10, 2017, the Compensation Committee accelerated in full the vesting of these RSUs to May 11, 2017 as a result of the Company's 100% achievement of the performance criteria.