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MKS INC — Director's Dealing 2016
Jan 28, 2016
30723_dirs_2016-01-28_5cbd91a4-19f5-47a6-954f-a2f69d566873.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2016-01-26
Reporting Person: Lee John Tseng-Chung (Sr. VP, Business Units)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-26 | Restricted Stock Unit | $ | J | 2489.362 | Disposed | Common Stock (2489.362) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction reflects the forfeiture of RSUs due to performance criteria.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.