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MKS INC — Director's Dealing 2016
Apr 5, 2016
30723_dirs_2016-04-05_c43fa547-6a70-4625-b631-ce13bf7abb31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2016-04-04
Reporting Person: Abrams John R (Sr. VP, Global Sales & Service)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-04 | Common Stock | M | 1502.889 | — | Acquired | 8928.176 | Direct |
| 2016-04-04 | Common Stock | F | 488 | $37.85 | Disposed | 8440.176 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-04 | Restricted Stock Unit | $ | M | 1502.889 | Disposed | Common Stock (1502.889) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: The RSUs vest in equal annual installments over three years from the respective original grant date.
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