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MKS INC Director's Dealing 2016

Apr 5, 2016

30723_dirs_2016-04-05_c43fa547-6a70-4625-b631-ce13bf7abb31.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2016-04-04

Reporting Person: Abrams John R (Sr. VP, Global Sales & Service)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-04 Common Stock M 1502.889 Acquired 8928.176 Direct
2016-04-04 Common Stock F 488 $37.85 Disposed 8440.176 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-04 Restricted Stock Unit $ M 1502.889 Disposed Common Stock (1502.889) Direct

Footnotes

F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3: The RSUs vest in equal annual installments over three years from the respective original grant date.