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MKS INC — Director's Dealing 2015
Feb 11, 2015
30723_dirs_2015-02-11_1392d14c-e580-445c-953d-5047ab6c4de0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2015-02-10
Reporting Person: Quirk Brian Charles (Sr. VP, Global Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-10 | Common Stock | M | 3013 | — | Acquired | 3013 | Direct |
| 2015-02-10 | Common Stock | M | 2008 | — | Acquired | 5021 | Direct |
| 2015-02-10 | Common Stock | F | 1741 | $35.86 | Disposed | 3280 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-10 | Restricted Stock Unit | $ | M | 3013 | Disposed | Common Stock (3013) | Direct | |
| 2015-02-10 | Restricted Stock Unit | $ | M | 2008 | Disposed | Common Stock (2008) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments of over three years.
F4: The RSUs vest in equal annual installments over three years from the respective original grant date.