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MKS INC — Director's Dealing 2015
Feb 11, 2015
30723_dirs_2015-02-11_cecce7a9-9909-4fe1-b9e1-8021bb074a44.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2015-02-10
Reporting Person: BAGSHAW SETH H (Vice President, CFO, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-10 | Common Stock | M | 6456 | — | Acquired | 23187.803 | Direct |
| 2015-02-10 | Common Stock | M | 4304 | — | Acquired | 27491.803 | Direct |
| 2015-02-10 | Common Stock | F | 3598 | $35.86 | Disposed | 23893.803 | Direct |
| 2015-02-10 | Common Stock | S | 1615 | $35.78 | Disposed | 22278.803 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-10 | Restricted Stock Unit | $ | M | 6456 | Disposed | Common Stock (6456) | Direct | |
| 2015-02-10 | Restricted Stock Unit | $ | M | 4304 | Disposed | Common Stock (4304) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years.
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