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MKS INC — Director's Dealing 2015
Apr 3, 2015
30723_dirs_2015-04-03_9a591bbd-7052-4bae-bcfa-c7221e2164ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2015-04-02
Reporting Person: Quirk Brian Charles (Sr. VP, Global Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-02 | Common Stock | M | 2469.407 | $33.74 | Acquired | 8905.042 | Direct |
| 2015-04-02 | Common Stock | F | 803 | $33.74 | Disposed | 8102.042 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-02 | Restricted Stock Unit | $ | M | 2469.407 | Disposed | Common Stock (2469.407) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: These RSUs vest in three equal annual installments commencing on the first anniversary of the grant date, with the exception of RSUs granted on or after February 15, 2015, in which case, the annual vesting date shall be (i) February 15th or (ii) the next business day if February 15th is not a business day.