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MKS INC — Director's Dealing 2014
Feb 4, 2014
30723_dirs_2014-02-04_fac4eca1-c7fe-49ce-b999-4c6db839ac89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2014-02-03
Reporting Person: CHUTE RICHARD S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-03 | Common Stock | M | 12000 | $20.07 | Acquired | 18418.262 | Direct |
| 2014-02-03 | Common Stock | S | 12000 | $29.693 | Disposed | 6418.262 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-03 | Director Stock Option (Right to Buy) | $20.07 | M | 12000 | Disposed | 2014-05-14 | Common Stock (12000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $29.22 to $30.21 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F2: This stock option fully vests on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).