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MKS INC — Director's Dealing 2014
Mar 6, 2014
30723_dirs_2014-03-06_bd268fa3-bafd-4ad9-9ab6-744ddd7bceeb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2014-03-01
Reporting Person: Abrams John R (Sr. VP, Global Sales)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1.08 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (8858.729) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (5165.289) | Direct |
Footnotes
F1: The RSUs vest in equal annual installments over three years from the respective original grant date. The amount above comprises of: 907.314 which was granted on October 17, 2011; 4507.889 which was granted on April 4, 2013 and 3443.526 which was granted on February 10, 2014.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years from the original grant date. The amount above was granted on February 10, 2014.