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MKS INC Director's Dealing 2014

Aug 12, 2014

30723_dirs_2014-08-12_0a1c7d82-1dcc-40d9-ad0d-4e0327550f06.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2014-08-08

Reporting Person: ANDERSON ROBERT R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-08 Common Stock M 2931 $24.35 Acquired 17336.548 Direct
2014-08-08 Common Stock M 9069 $24.35 Acquired 26405.548 Direct
2014-08-08 Common Stock M 3000 $15.84 Acquired 29405.548 Direct
2014-08-08 Common Stock S 9069 $32.391 Disposed 20336.548 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-08 Director Stock Option (Right to Buy) $24.35 M 2931 Disposed 2016-05-08 Common Stock (2931) Direct
2014-08-08 Director Stock Option (Right to Buy) $24.35 M 9069 Disposed 2016-05-08 Common Stock (9069) Direct
2014-08-08 Director Stock Option (Right to Buy) $15.84 M 3000 Disposed 2015-05-08 Common Stock (3000) Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $32.19 to $32.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F2: Option vests in full on the earlier of (i) the day before the subsequent year's annual meeting of shareholders or (ii) thirteen months from the date of grant.

F3: Option vests in full on the earlier of (i) the day before the subsequent year's annual meeting of shareholders or (ii) thirteen months from the date of grant.