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MKS INC — Director's Dealing 2014
Aug 12, 2014
30723_dirs_2014-08-12_0a1c7d82-1dcc-40d9-ad0d-4e0327550f06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2014-08-08
Reporting Person: ANDERSON ROBERT R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-08 | Common Stock | M | 2931 | $24.35 | Acquired | 17336.548 | Direct |
| 2014-08-08 | Common Stock | M | 9069 | $24.35 | Acquired | 26405.548 | Direct |
| 2014-08-08 | Common Stock | M | 3000 | $15.84 | Acquired | 29405.548 | Direct |
| 2014-08-08 | Common Stock | S | 9069 | $32.391 | Disposed | 20336.548 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-08 | Director Stock Option (Right to Buy) | $24.35 | M | 2931 | Disposed | 2016-05-08 | Common Stock (2931) | Direct |
| 2014-08-08 | Director Stock Option (Right to Buy) | $24.35 | M | 9069 | Disposed | 2016-05-08 | Common Stock (9069) | Direct |
| 2014-08-08 | Director Stock Option (Right to Buy) | $15.84 | M | 3000 | Disposed | 2015-05-08 | Common Stock (3000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $32.19 to $32.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F2: Option vests in full on the earlier of (i) the day before the subsequent year's annual meeting of shareholders or (ii) thirteen months from the date of grant.
F3: Option vests in full on the earlier of (i) the day before the subsequent year's annual meeting of shareholders or (ii) thirteen months from the date of grant.