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MKS INC — Director's Dealing 2014
Oct 20, 2014
30723_dirs_2014-10-20_c124b5ac-4a66-4023-bf27-48e83f56b32c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2014-10-17
Reporting Person: Abrams John R (Sr. VP, Global Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-17 | Common Stock | M | 907.314 | — | Acquired | 2354.661 | Direct |
| 2014-10-17 | Common Stock | F | 296 | $32.42 | Disposed | 2058.661 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-17 | Restricted Stock Unit | $ | M | 907.314 | Disposed | Common Stock (907.314) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: The RSUs vest in equal annual installments over three years from the respective original grant date.
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