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MKS INC Director's Dealing 2013

Feb 26, 2013

30723_dirs_2013-02-26_a36a4148-e8ef-4592-ae3a-6ea3bed462ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2013-02-25

Reporting Person: Loomis Paul (VP & GM, Astex)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-25 Common Stock M 1557.213 Acquired 5683.213 Direct
2013-02-25 Common Stock M 1059 Acquired 6742.213 Direct
2013-02-25 Common Stock F 830 $26.92 Disposed 5912.213 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-25 Restricted Stock Unit $ M 1557.213 Disposed Common Stock (1557.213) Direct
2013-02-25 Restricted Stock Unit $ M 1059 Disposed Common Stock (1059) Direct
2013-02-25 Restricted Stock Unit $ A 4773.403 Acquired Common Stock (4773.403) Direct
2013-02-25 Restricted Stock Unit $ A 7160.104 Acquired Common Stock (7160.104) Direct

Footnotes

F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.

F4: The RSUs vest in equal annual installments over three years