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MKS INC — Director's Dealing 2013
Mar 5, 2013
30723_dirs_2013-03-05_b347fa14-dd74-4030-b43d-a1e07eb8f872.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2013-03-04
Reporting Person: Lee John Tseng-Chung (Sr. VP, HPS, Controls & PFMC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-04 | Common Stock | M | 2813 | — | Acquired | 7674.47 | Direct |
| 2013-03-04 | Common Stock | M | 2084 | — | Acquired | 9758.47 | Direct |
| 2013-03-04 | Common Stock | F | 1598 | $26.96 | Disposed | 8160.47 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-04 | Restricted Stock Unit | $ | M | 2813 | Disposed | Common Stock (2813) | Direct | |
| 2013-03-04 | Restricted Stock Unit | $ | M | 2084 | Disposed | Common Stock (2084) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years.
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