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MKS INC — Director's Dealing 2013
Feb 26, 2013
30723_dirs_2013-02-26_2e69db8e-284c-4899-95ed-4e4aebeff158.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2013-02-25
Reporting Person: Eyerman Paul (VP & GM, ENI and Medical)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-25 | Common Stock | M | 1557.213 | — | Acquired | 12027.875 | Direct |
| 2013-02-25 | Common Stock | M | 1059 | — | Acquired | 13086.875 | Direct |
| 2013-02-25 | Common Stock | F | 944 | $26.92 | Disposed | 12142.875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-25 | Restricted Stock Unit | $ | M | 1557.213 | Disposed | Common Stock (1557.213) | Direct | |
| 2013-02-25 | Restricted Stock Unit | $ | M | 1059 | Disposed | Common Stock (1059) | Direct | |
| 2013-02-25 | Restricted Stock Unit | $ | A | 4271.917 | Acquired | Common Stock (4271.917) | Direct | |
| 2013-02-25 | Restricted Stock Unit | $ | A | 6407.875 | Acquired | Common Stock (6407.875) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years
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