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MKS INC Director's Dealing 2013

Feb 26, 2013

30723_dirs_2013-02-26_ae54f772-2166-4ba2-9096-c5bdb69807c9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2013-02-25

Reporting Person: BAGSHAW SETH H (Vice President, CFO, Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-25 Common Stock M 3114.427 Acquired 15130.363 Direct
2013-02-25 Common Stock M 2119 Acquired 17249.363 Direct
2013-02-25 Common Stock F 1697 $26.92 Disposed 15552.363 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-25 Restricted Stock Unit $ M 3114.427 Disposed Common Stock (3114.427) Direct
2013-02-25 Restricted Stock Unit $ M 2119 Disposed Common Stock (2119) Direct
2013-02-25 Restricted Stock Unit $ A 11144.131 Acquired Common Stock (11144.131) Direct
2013-02-25 Restricted Stock Unit $ A 16716.196 Acquired Common Stock (16716.196) Direct

Footnotes

F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.

F4: The RSUs vest in 3 years after grant date.