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MKS INC — Director's Dealing 2013
Feb 26, 2013
30723_dirs_2013-02-26_ae54f772-2166-4ba2-9096-c5bdb69807c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2013-02-25
Reporting Person: BAGSHAW SETH H (Vice President, CFO, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-25 | Common Stock | M | 3114.427 | — | Acquired | 15130.363 | Direct |
| 2013-02-25 | Common Stock | M | 2119 | — | Acquired | 17249.363 | Direct |
| 2013-02-25 | Common Stock | F | 1697 | $26.92 | Disposed | 15552.363 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-25 | Restricted Stock Unit | $ | M | 3114.427 | Disposed | Common Stock (3114.427) | Direct | |
| 2013-02-25 | Restricted Stock Unit | $ | M | 2119 | Disposed | Common Stock (2119) | Direct | |
| 2013-02-25 | Restricted Stock Unit | $ | A | 11144.131 | Acquired | Common Stock (11144.131) | Direct | |
| 2013-02-25 | Restricted Stock Unit | $ | A | 16716.196 | Acquired | Common Stock (16716.196) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in 3 years after grant date.
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