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MKS INC Director's Dealing 2013

Oct 21, 2013

30723_dirs_2013-10-21_02ca080b-ea04-4371-b7bc-8da118381ef1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2013-10-18

Reporting Person: BERLINGHIERI LEO (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-10-18 Common Stock M 31800 $27.11 Acquired 145905.607 Direct
2013-10-18 Common Stock S 31800 $29.024 Disposed 114105.607 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-10-18 Stock Option (Right to Buy) $27.11 M 31800 Disposed 2013-11-11 Common Stock (31800) Direct

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2: This transaction was executed in multiple trades at prices ranging from $29.00 to $29.06 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.