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MKS INC — Director's Dealing 2012
Apr 3, 2012
30723_dirs_2012-04-03_d2afa454-43b5-4ff1-b9f0-88e3478d0efd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2012-04-02
Reporting Person: STEWART WILLIAM D (VP/GM, Vacuum Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-02 | Common Stock | M | 5592.158 | — | Acquired | 12841.237 | Direct |
| 2012-04-02 | Common Stock | M | 6037.097 | — | Acquired | 18878.334 | Direct |
| 2012-04-02 | Common Stock | F | 3617 | $29.70 | Disposed | 15261.334 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-02 | Restricted Stock Unit | $ | M | 5592.158 | Disposed | Common Stock (5592.158) | Direct | |
| 2012-04-02 | Restricted Stock Unit | $ | M | 6037.097 | Disposed | Common Stock (6037.097) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: Mr. Stewart resigned from the Company on April 2, 2012. Upon Mr. Stewart's resignation for good cause, 100% of unvested RSUs vest per agreement with Company.
F4: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F5: The RSUs vest in equal annual installments over three years.