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MKS INC — Director's Dealing 2012
Mar 6, 2012
30723_dirs_2012-03-06_50744cb0-0a10-4ada-86f1-e4826cc981d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2012-03-05
Reporting Person: Lee John Tseng-Chung (Sr. VP, Controls & PFMC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-05 | Common Stock | M | 2812 | — | Acquired | 8065.424 | Direct |
| 2012-03-05 | Common Stock | M | 2083 | — | Acquired | 10148.424 | Direct |
| 2012-03-05 | Common Stock | F | 1553 | $28.46 | Disposed | 8595.424 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-05 | Restricted Stock Unit | $ | M | 2812 | Disposed | Common Stock (2812) | Direct | |
| 2012-03-05 | Restricted Stock Unit | $ | M | 2083 | Disposed | Common Stock (2083) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years.
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