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MKS INC Director's Dealing 2012

Mar 1, 2012

30723_dirs_2012-03-01_fcca6c9a-d7d3-48d8-9dfb-6a11df8264de.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2012-02-28

Reporting Person: Lee John Tseng-Chung (Sr. VP, Controls & PFMC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-02-28 Common Stock M 1892.072 Acquired 2383.424 Direct
2012-02-28 Common Stock M 1332 Acquired 3715.424 Direct
2012-02-28 Common Stock M 3750 Acquired 7465.424 Direct
2012-02-28 Common Stock F 2212 $30.63 Disposed 5253.424 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-02-28 Restricted Stock Unit $ M 1892.072 Disposed Common Stock (1892.072) Direct
2012-02-28 Restricted Stock Unit $ M 1332 Disposed Common Stock (1332) Direct
2012-02-28 Restricted Stock Unit $ M 3750 Disposed Common Stock (3750) Direct

Footnotes

F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.

F4: The RSUs vest in equal annual installments over three years.

F5: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments of four years.