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MKS INC — Director's Dealing 2012
Mar 1, 2012
30723_dirs_2012-03-01_fcca6c9a-d7d3-48d8-9dfb-6a11df8264de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2012-02-28
Reporting Person: Lee John Tseng-Chung (Sr. VP, Controls & PFMC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-28 | Common Stock | M | 1892.072 | — | Acquired | 2383.424 | Direct |
| 2012-02-28 | Common Stock | M | 1332 | — | Acquired | 3715.424 | Direct |
| 2012-02-28 | Common Stock | M | 3750 | — | Acquired | 7465.424 | Direct |
| 2012-02-28 | Common Stock | F | 2212 | $30.63 | Disposed | 5253.424 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-28 | Restricted Stock Unit | $ | M | 1892.072 | Disposed | Common Stock (1892.072) | Direct | |
| 2012-02-28 | Restricted Stock Unit | $ | M | 1332 | Disposed | Common Stock (1332) | Direct | |
| 2012-02-28 | Restricted Stock Unit | $ | M | 3750 | Disposed | Common Stock (3750) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years.
F5: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments of four years.