Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MKS INC Director's Dealing 2012

Feb 7, 2012

30723_dirs_2012-02-07_66a94170-2258-4de5-ba75-9e3ced0026c1.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2012-02-06

Reporting Person: ANDERSON ROBERT R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-02-06 Common Stock M 5000 $20.07 Acquired 26000 Direct
2012-02-06 Common Stock M 4000 $15.84 Acquired 30000 Direct
2012-02-06 Common Stock S 5000 $31.992 Disposed 25000 Direct
2012-02-06 Common Stock S 4000 $31.972 Disposed 21000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-02-06 Director Stock Option (Right to Buy) $20.07 M 5000 Disposed 2014-05-14 Common Stock (5000) Direct
2012-02-06 Director Stock Option (Right to Buy) $15.84 M 4000 Disposed 2015-05-08 Common Stock (4000) Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $31.99 to $32.01 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $31.96 to $32.00 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F3: Option vests in full on the earlier of (i) the day before the subsequent year's annual meeting of shareholders or (ii) thirteen months from the date of grant.