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MKS INC — Director's Dealing 2012
Mar 19, 2012
30723_dirs_2012-03-19_2470cfe8-981a-4cc9-96e6-8f21594d28cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2012-03-16
Reporting Person: Lee John Tseng-Chung (Sr. VP, Controls & PFMC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-16 | Common Stock | M | 2042 | — | Acquired | 2042 | Direct |
| 2012-03-16 | Common Stock | M | 1459 | — | Acquired | 3501 | Direct |
| 2012-03-16 | Common Stock | F | 1111 | $29.60 | Disposed | 2390 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-16 | Restricted Stock Unit | $ | M | 2042 | Disposed | Common Stock (2042) | Direct | |
| 2012-03-16 | Restricted Stock Unit | $ | M | 1459 | Disposed | Common Stock (1459) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years.
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