Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MKS INC Director's Dealing 2011

Mar 18, 2011

30723_dirs_2011-03-18_7b2d9784-235a-429a-933b-652cd5ad0721.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2011-03-16

Reporting Person: Lee John Tseng-Chung (Group VP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-03-16 Common Stock M 2042 Acquired 4276.147 Direct
2011-03-16 Common Stock M 1458 Acquired 5734.147 Direct
2011-03-16 Common Stock F 1285 $28.51 Disposed 4449.147 Direct
2011-03-17 Common Stock S 4449 $29.306 Disposed 0.147 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-03-16 Restricted Stock Unit $ M 2042 Disposed Common Stock (2042) Direct
2011-03-16 Restricted Stock Unit $ M 1458 Disposed Common Stock (1458) Direct

Footnotes

F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3: This transaction was executed in multiple trades at prices ranging from $29.29 to $29.35 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

F4: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.

F5: The RSUs vest in equal annual installments over three years.