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MKS INC — Director's Dealing 2011
Mar 17, 2011
30723_dirs_2011-03-17_c0316282-6f2e-4252-abfe-52d611c71cd6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2011-03-16
Reporting Person: STEWART WILLIAM D (VP, Vacuum Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-16 | Common Stock | M | 1960 | — | Acquired | 7532 | Direct |
| 2011-03-16 | Common Stock | M | 1400 | — | Acquired | 8932 | Direct |
| 2011-03-16 | Common Stock | F | 1046 | $28.51 | Disposed | 7886 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-16 | Restricted Stock Unit | $ | M | 1960 | Disposed | Common Stock (1960) | Direct | |
| 2011-03-16 | Restricted Stock Unit | $ | M | 1400 | Disposed | Common Stock (1400) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years.
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