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MKS INC — Director's Dealing 2011
Jan 6, 2011
30723_dirs_2011-01-06_c15c7b67-ac72-4ccf-b93f-68f519bf2c1a.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2010-12-31
Reporting Person: Loomis Paul (VP & GM, Astex)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-01 | Common Stock | M | 3000 | — | Acquired | 4388 | Direct |
| 2010-07-01 | Common Stock | F | 953 | $18.45 | Disposed | 4388 | Direct |
| 2010-08-30 | Common Stock | M | 706 | — | Acquired | 4388 | Direct |
| 2010-08-30 | Common Stock | F | 226 | $17.50 | Disposed | 4388 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-01 | Restricted Stock Unit | $ | M | 3000 | Disposed | Common Stock (3000) | Direct | |
| 2010-08-30 | Restricted Stock Unit | $ | M | 706 | Disposed | Common Stock (706) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: The RSUs fully vest three years from grant date.
F4: The RSUs fully vest 1 year from the grant date
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