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MKS INC — Director's Dealing 2011
Mar 17, 2011
30723_dirs_2011-03-17_2a6ee5d6-b211-470b-a0fd-4e8b7882057f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2011-03-16
Reporting Person: SMITH JOHN ALEXANDER (Group VP, ASG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-16 | Common Stock | M | 1633 | — | Acquired | 1633 | Direct |
| 2011-03-16 | Common Stock | M | 1167 | — | Acquired | 2800 | Direct |
| 2011-03-16 | Common Stock | F | 890 | $28.51 | Disposed | 1910 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-16 | Restricted Stock Unit | $ | M | 1633 | Disposed | Common Stock (1633) | Direct | |
| 2011-03-16 | Restricted Stock Unit | $ | M | 1167 | Disposed | Common Stock (1167) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years.
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