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MKS INC Director's Dealing 2011

Mar 7, 2011

30723_dirs_2011-03-07_d9cd8ede-399c-42f2-a7ae-f0140915f346.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2011-03-04

Reporting Person: SMITH JOHN ALEXANDER (Group VP, ASG)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-03-04 Common Stock M 6000 $29.93 Acquired 6000 Direct
2011-03-04 Common Stock S 6000 $31.90 Disposed 0 Direct
2011-03-04 Common Stock M 2250 Acquired 2250 Direct
2011-03-04 Common Stock M 1666 Acquired 3916 Direct
2011-03-04 Common Stock F 1244 $32.05 Disposed 2672 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-03-04 Stock Option (Right to Buy) $29.93 M 6000 Disposed 2014-01-06 Common Stock (6000) Direct
2011-03-04 Restricted Stock Unit $ M 2250 Disposed Common Stock (2250) Direct
2011-03-04 Restricted Stock Unit $ M 1666 Disposed Common Stock (1666) Direct

Footnotes

F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.

F4: The RSUs vest in equal annual installments over three years.