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MKS INC Director's Dealing 2011

Mar 14, 2011

30723_dirs_2011-03-14_465700ee-74c3-4357-b279-aa22977ec68c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2011-03-10

Reporting Person: SMITH JOHN ALEXANDER (Group VP, ASG)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-03-10 Common Stock M 1157 Acquired 1157 Direct
2011-03-10 Common Stock M 1667 Acquired 2824 Direct
2011-03-10 Common Stock F 898 $29.53 Disposed 1926 Direct
2011-03-11 Common Stock S 1926 $29.24 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-03-10 Restricted Stock Unit $ M 1157 Disposed Common Stock (1157) Direct
2011-03-10 Restricted Stock Unit $ M 1667 Disposed Common Stock (1667) Direct

Footnotes

F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.

F4: The RSUs vest in equal annual installments over three years.