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MKS INC — Director's Dealing 2011
Mar 14, 2011
30723_dirs_2011-03-14_b332245f-2de9-4134-a57d-96a4e1a7cccf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2011-03-10
Reporting Person: BERLINGHIERI LEO (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-10 | Common Stock | M | 6037 | — | Acquired | 25878 | Direct |
| 2011-03-10 | Common Stock | M | 8700 | — | Acquired | 34578 | Direct |
| 2011-03-10 | Common Stock | F | 6154 | $29.53 | Disposed | 28424 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-10 | Restricted Stock Unit | $ | M | 6037 | Disposed | Common Stock (6037) | Direct | |
| 2011-03-10 | Restricted Stock Unit | $ | M | 8700 | Disposed | Common Stock (8700) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years.
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