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MKS INC — Director's Dealing 2011
Oct 12, 2011
30723_dirs_2011-10-12_ec98e0c0-7f6e-4cb4-a56c-11ffd77de6da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2011-10-10
Reporting Person: Lee John Tseng-Chung (Group VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-10 | Common Stock | M | 3750 | — | Acquired | 4331.936 | Direct |
| 2011-10-10 | Common Stock | F | 1191 | $23.72 | Disposed | 3140.936 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-10 | Restricted Stock Unit | $ | M | 3750 | Disposed | Common Stock (3750) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: RSU vests in equal annual installments over 4 years.
F4: RSU vests in equal annual installments over 4 years.
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