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MKS INC — Director's Dealing 2011
Mar 30, 2011
30723_dirs_2011-03-30_d9b43c30-1322-45e7-aeaf-a7b6fb09b9a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2011-03-28
Reporting Person: Eyerman Paul (VP & GM, ENI and Medical)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-28 | Common Stock | M | 4250 | — | Acquired | 6484.724 | Direct |
| 2011-03-28 | Common Stock | F | 1540 | $32.32 | Disposed | 4944.724 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-28 | Restricted Stock Unit | $ | M | 4250 | Disposed | Common Stock (4250) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: The RSUs vest in 3 years after grant date (broken out by amount and corresponding grant date as follows: 5,000 on April 9, 2010, 4,000 on May 26, 2009, 4,250 on March 28, 2008 and 5,000 on March 5, 2007).
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