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MKS INC — Director's Dealing 2011
Mar 14, 2011
30723_dirs_2011-03-14_dcd29d67-a586-42d1-bd11-9ac5401917f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2011-03-10
Reporting Person: STEWART WILLIAM D (VP, Vacuum Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-10 | Common Stock | M | 1388 | — | Acquired | 4626 | Direct |
| 2011-03-10 | Common Stock | M | 2000 | — | Acquired | 6626 | Direct |
| 2011-03-10 | Common Stock | F | 1054 | $29.53 | Disposed | 5572 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-10 | Restricted Stock Unit | $ | M | 1388 | Disposed | Common Stock (1388) | Direct | |
| 2011-03-10 | Restricted Stock Unit | $ | M | 2000 | Disposed | Common Stock (2000) | Direct |
Footnotes
F1: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years.
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