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MKS INC — Director's Dealing 2010
Mar 18, 2010
30723_dirs_2010-03-18_1c46b369-42da-4e48-9724-76e6b3896e25.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2010-03-16
Reporting Person: COLELLA GERARD G (VP, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-16 | Common Stock | M | 2858 | — | Acquired | 2869 | Direct |
| 2010-03-16 | Common Stock | M | 2041 | — | Acquired | 4910 | Direct |
| 2010-03-16 | Common Stock | F | 1557 | $19.29 | Disposed | 3353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-16 | Restricted Stock Unit | $ | M | 2858 | Disposed | Common Stock (2858) | Direct | |
| 2010-03-16 | Restricted Stock Unit | $ | M | 2041 | Disposed | Common Stock (2041) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: The RSUs vest in equal annual installments over three years.
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