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MKS INC — Director's Dealing 2010
Mar 12, 2010
30723_dirs_2010-03-12_5a49acc1-b79c-431a-9aa0-eafbcf424992.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2010-03-10
Reporting Person: COLELLA GERARD G (VP, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-10 | Common Stock | M | 2024 | — | Acquired | 2035 | Direct |
| 2010-03-10 | Common Stock | M | 2917 | — | Acquired | 4952 | Direct |
| 2010-03-10 | Common Stock | F | 1570 | $19.07 | Disposed | 3382 | Direct |
| 2010-03-11 | Common Stock | S | 3371 | $19.03 | Disposed | 11 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-10 | Restricted Stock Unit | $ | M | 2024 | Disposed | Common Stock (2024) | Direct | |
| 2010-03-10 | Restricted Stock Unit | $ | M | 2917 | Disposed | Common Stock (2917) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy tax withholding obligations.
F2: This transaction was executed in multiple trades at prices ranging from $19.02 to $19.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F3: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F4: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F5: The RSUs vest in equal annual installments over three years.