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MKS INC — Director's Dealing 2010
Mar 12, 2010
30723_dirs_2010-03-12_910f8350-ef8b-4034-b250-b070f5996140.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2010-03-10
Reporting Person: STEWART WILLIAM D (V.P. Vacuum Products & PFMC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-10 | Common Stock | M | 1388 | — | Acquired | 3779 | Direct |
| 2010-03-10 | Common Stock | M | 2000 | — | Acquired | 5779 | Direct |
| 2010-03-10 | Common Stock | F | 1054 | $19.07 | Disposed | 4725 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-10 | Restricted Stock Unit | $ | M | 1388 | Disposed | Common Stock (1388) | Direct | |
| 2010-03-10 | Restricted Stock Unit | $ | M | 2000 | Disposed | Common Stock (2000) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 plan previously adopted by the reporting person to satisfy tax withholding obligation.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
F4: This number includes 80 shares that were inadvertently omitted from the total amount benefically owned reported on Mr. Stewart's most recent Form 4.
F5: The RSUs vest in equal annual installments over three years.