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MKS INC — Director's Dealing 2010
Mar 3, 2010
30723_dirs_2010-03-03_018c59f6-9e25-475a-a8e3-0f352a87dccd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2010-03-01
Reporting Person: BERLINGHIERI LEO (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-01 | Common Stock | F | 2695 | $18.35 | Disposed | 38282 | Direct |
| 2010-03-01 | Common Stock | M | 8284 | — | Acquired | 46566 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-01 | Restricted Stock Unit | $ | M | 8284 | Disposed | Common Stock (8284) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 plan previously adopted by the reporting person to satisfy tax withholding obligation.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: The RSUs vest in equal annual installments over three years.
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