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MKS INC — Director's Dealing 2010
Oct 12, 2010
30723_dirs_2010-10-12_37ea462b-597b-4922-8af9-70f27e4a115c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2010-10-08
Reporting Person: Lee John Tseng-Chung (Group VP, CIT Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-10-08 | Common Stock | M | 3750 | — | Acquired | 3750.76 | Direct |
| 2010-10-08 | Common Stock | F | 1376 | $18.50 | Disposed | 2374.76 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-10-08 | Restricted Stock Unit | $ | M | 3750 | Disposed | Common Stock (3750) | Direct |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: The RSUs vest in equal annual installments over three years.
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