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MKS INC — Director's Dealing 2010
Apr 28, 2010
30723_dirs_2010-04-28_f8b0eda9-2d37-4d7a-bf74-3f91ef466ff3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MKS INSTRUMENTS INC (MKSI)
CIK: 0001049502
Period of Report: 2010-04-26
Reporting Person: BERLINGHIERI LEO (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-26 | Common Stock | M | 880 | $20.02 | Acquired | 35893 | Direct |
| 2010-04-26 | Common Stock | M | 466 | $18.44 | Acquired | 36359 | Direct |
| 2010-04-26 | Common Stock | M | 14700 | $16.88 | Acquired | 51059 | Direct |
| 2010-04-26 | Common Stock | M | 482 | $12.97 | Acquired | 51541 | Direct |
| 2010-04-26 | Common Stock | M | 375 | $17.60 | Acquired | 51916 | Direct |
| 2010-04-26 | Common Stock | M | 30000 | $17.25 | Acquired | 81916 | Direct |
| 2010-04-26 | Common Stock | S | 45800 | $23.50 | Disposed | 36116 | Direct |
| 2010-04-27 | Common Stock | M | 500 | $16.88 | Acquired | 36616 | Direct |
| 2010-04-27 | Common Stock | M | 200 | $17.60 | Acquired | 36816 | Direct |
| 2010-04-27 | Common Stock | S | 700 | $24.00 | Disposed | 36116 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-04-26 | Stock Option (Right to Buy) | $20.02 | M | 880 | Disposed | 2011-10-15 | Common Stock (880) | Direct |
| 2010-04-26 | Stock Option (Right to Buy) | $18.44 | M | 466 | Disposed | 2012-06-24 | Common Stock (466) | Direct |
| 2010-04-26 | Stock Option (Right to Buy) | $16.88 | M | 14700 | Disposed | 2012-11-22 | Common Stock (14700) | Direct |
| 2010-04-26 | Stock Option (Right to Buy) | $12.97 | M | 482 | Disposed | 2013-02-07 | Common Stock (482) | Direct |
| 2010-04-26 | Stock Option (Right to Buy) | $17.60 | M | 375 | Disposed | 2013-07-01 | Common Stock (375) | Direct |
| 2010-04-26 | Stock Option (Right to Buy) | $17.25 | M | 30000 | Disposed | 2011-03-21 | Common Stock (30000) | Direct |
| 2010-04-27 | Stock Option (Right to Buy) | $16.88 | M | 500 | Disposed | 2012-11-22 | Common Stock (500) | Direct |
| 2010-04-27 | Stock Option (Right to Buy) | $17.60 | M | 200 | Disposed | 2013-07-01 | Common Stock (200) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $23.75 to 24.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
F2: Vests as follows: 33 1/3 after the first year and each successive 12 month period thereafter.
F3: Vests 100% one year after grant
F4: 25% after first year, 6.25% each quarter thereafter - total 4 years.