Miven Machine Tools Ltd. — Regulatory Filings 2020

Oct 27, 2020

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To October 27, 2020 The General Manager- Listing BSE Limited 24[th ] Floor, P J Towers, Dalal Street, Fort Mumbai-400001

Submitted electronically through the listing centre

Dear Sir,

Sub: Certificate of Compliance pursuant to Regulation 40(9) and 40(11) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (“LODR”) for the Half Year ended September 30, 2020

Ref: Scrip Code 522036

Pursuant to the provisions of Regulation 40(9) and 40(11) of LODR, we are submitting the Certificate of Compliance obtained from Mr. Umesh P Maskeri, Practicing Company Secretary for the Half Year ended September 30, 2020.

Request you to take the same on record.

Thanking you,

Yours faithfully, For Miven Machine Tools Limited

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……………………………………… Arpita R Dhakane Company Secretary and Compliance Officer

Umesh P Maskeri B.Sc., CAIIB., L.Lb., FCS, PGDSL Practicing Company Secretary

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CERTIFICATE UNDER REGULATION 40(9) & 40(11) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 FOR THE HALF YEAR ENDED SEPTEMBER 30, 2020

To To Miven Machine Tools Limited BGSE Financials Limited Registered Office, Tarihal Industrial Area Stock Exchange Towers Tarihal, Hubli-580026 51, 1[st] Cross, J C Road Bangalore-560027

Dear Sir,

Sub: Certificate pursuant to Regulation 40(9) & 40(11) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the Half Year ended September 30, 2020

We have examined all the documents and requests received for transfer, transmission, transposition, sub-division, consolidation, renewal and endorsement of calls/allotment of monies relating to MIVEN MACHINE TOOLS LIMITED (“MMTL” or “Company”) maintained by BGSE Financials Limited, Bangalore, the Registrar and Transfer Agents (“RTA”)during the Half Year ended September 30 2020 for the purpose of compliance with the provisions of Regulation 40(9) and 40(11) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and the listing agreement entered into by Miven Machine Tools Limited with the BSE Limited. Based on the information provided by the RTA and the Company, we hereby certify as under:

• a) Company has not received any transfer deeds for transfer which were lodged and rejected owing to deficiencies prior to April 1, 2019 and relodged;

• b) Company has not received any requests for transmission, deletion of name of the deceased holder of securities, where the securities are held in the name of two or more holders of securities, consolidation, change of name, transposition of names when there is a change in the name of two or more holders of securities, sub-division, renewal or endorsement of calls/allotment monies .

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UMESH P MASKERI PRACTICING COMPANY SECRETARY FCS No 4831 COP NO 12704 ICSI UDIN F004831B001066661

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Place: Mumbai Date: October 27, 2020

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