MITEK SYSTEMS INC — Director's Dealing 2023

Feb 1, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MITEK SYSTEMS INC (MITK)
CIK: 0000807863
Period of Report: 2023-01-24

Reporting Person: Gray Jason (GC, Secretary & Admin Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	54530	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$9.5	2028-11-06	Common Stock (30313.0)		Direct
Stock Option (Right to Buy)	$8.6	2027-11-15	Common Stock (32861.0)		Direct

Footnotes

F1: Represents an incentive stock option granted on November 6, 2018. Shares subject to the award vested over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter. The shares subject to the award are fully vested.

F2: The award expires on the earlier of (i) 10 years from the grant date of the award or (ii) three months from the date of termination of the Reporting Person's services to the Company.

F3: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vested over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter. The shares subject to the award are fully vested.