MITEK SYSTEMS INC — Director's Dealing 2020

Sep 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MITEK SYSTEMS INC (MITK)
CIK: 0000807863
Period of Report: 2020-09-11

Reporting Person: Gray Jason (GC, Secretary & Admin Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-11	Common Stock	S	10000	$11.80	Disposed	119072	Direct

Footnotes

F1: Due to limitations imposed by the Internal Revenue Service, Mitek Systems, Inc. was unable to sell a sufficient number of shares to meet Mr. Gray's tax obligations on certain Restricted Stock Unit issuances, and consequently, Mr. Gray elected to sell additional shares to cover the remaining taxes as well as for personal diversification purposes.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.550 - $11.950, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3: Includes 1,531 shares acquired under the Mitek employee stock purchase plan on August 14, 2020 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).