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MITEK SYSTEMS INC — Director's Dealing 2019
May 8, 2019
32914_dirs_2019-05-08_537c106c-555c-4955-b8b8-63556529bd1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MITEK SYSTEMS INC (MITK)
CIK: 0000807863
Period of Report: 2019-05-06
Reporting Person: Diamond Michael E (General Manager)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-06 | Common Stock | M | 10000 | $2.34 | Acquired | 221477 | Direct |
| 2019-05-06 | Common Stock | S | 10000 | $11.0002 | Disposed | 211477 | Direct |
| 2019-05-06 | Common Stock | M | 24672 | $2.66 | Acquired | 236149 | Direct |
| 2019-05-06 | Common Stock | S | 24672 | $11.0002 | Disposed | 211477 | Direct |
| 2019-05-06 | Common Stock | S | 3915 | $11 | Disposed | 207562 | Direct |
| 2019-05-07 | Common Stock | M | 115737 | $2.66 | Acquired | 323299 | Direct |
| 2019-05-07 | Common Stock | S | 115737 | $10.7537 | Disposed | 207562 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-06 | Stock Option (Right to Buy) | $2.34 | M | 10000 | Disposed | 2022-11-16 | Common Stock (10000.0) | Direct |
| 2019-05-06 | Stock Option (Right to Buy) | $2.66 | M | 24672 | Disposed | 2024-11-05 | Common Stock (24672.0) | Direct |
| 2019-05-07 | Stock Option (Right to Buy) | $2.66 | M | 115737 | Disposed | 2024-11-05 | Common Stock (115737.0) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.0000 - $11.0100, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.7500 - $10.8600, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.