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MITEK SYSTEMS INC — Director's Dealing 2015
Nov 10, 2015
32914_dirs_2015-11-10_d43cebe6-354b-4edb-bef1-1683a48c9039.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MITEK SYSTEMS INC (MITK)
CIK: 0000807863
Period of Report: 2015-11-06
Reporting Person: THORNTON JOHN M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-06 | Common Stock | S | 137834 | $4.00 | Disposed | 1760595 | Indirect |
| 2015-11-06 | Common Stock | S | 900 | $4.005 | Disposed | 1759695 | Indirect |
| 2015-11-06 | Common Stock | S | 30020 | $4.01 | Disposed | 1729675 | Indirect |
| 2015-11-06 | Common Stock | S | 600 | $4.015 | Disposed | 1729075 | Indirect |
| 2015-11-06 | Common Stock | S | 5000 | $4.03 | Disposed | 1724075 | Indirect |
| 2015-11-06 | Common Stock | S | 5000 | $4.04 | Disposed | 1719075 | Indirect |
| 2015-11-09 | Common Stock | S | 15191 | $4.00 | Disposed | 1703884 | Indirect |
| 2015-11-09 | Common Stock | S | 300 | $4.02 | Disposed | 1703584 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 101246 | Indirect |
| Common Stock | 15000 | Indirect |
| Common Stock | 171044 | Direct |
Footnotes
F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2015 (the "Trading Plan").
F2: This sale was effected pursuant to the Trading Plan.
F3: Comprised of 81,044 shares of common stock and 90,000 shares subject to restricted stock units held by the reporting person.
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