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MITEK SYSTEMS INC Director's Dealing 2015

Nov 10, 2015

32914_dirs_2015-11-10_d43cebe6-354b-4edb-bef1-1683a48c9039.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MITEK SYSTEMS INC (MITK)
CIK: 0000807863
Period of Report: 2015-11-06

Reporting Person: THORNTON JOHN M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-06 Common Stock S 137834 $4.00 Disposed 1760595 Indirect
2015-11-06 Common Stock S 900 $4.005 Disposed 1759695 Indirect
2015-11-06 Common Stock S 30020 $4.01 Disposed 1729675 Indirect
2015-11-06 Common Stock S 600 $4.015 Disposed 1729075 Indirect
2015-11-06 Common Stock S 5000 $4.03 Disposed 1724075 Indirect
2015-11-06 Common Stock S 5000 $4.04 Disposed 1719075 Indirect
2015-11-09 Common Stock S 15191 $4.00 Disposed 1703884 Indirect
2015-11-09 Common Stock S 300 $4.02 Disposed 1703584 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 101246 Indirect
Common Stock 15000 Indirect
Common Stock 171044 Direct

Footnotes

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2015 (the "Trading Plan").

F2: This sale was effected pursuant to the Trading Plan.

F3: Comprised of 81,044 shares of common stock and 90,000 shares subject to restricted stock units held by the reporting person.