MITEK SYSTEMS INC — Director's Dealing 2013

Nov 5, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MITEK SYSTEMS INC (MITK)
CIK: 0000807863
Period of Report: 2013-11-05

Reporting Person: Carter Scott R (Chief Marketing Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	40000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$5.66	2023-07-01	Common Stock (160000)		Direct

Footnotes

F1: Represents restricted stock units (RSU) granted on July 1, 2013. The shares subject to the RSU award vest in equal annual installments over four years from the date of grant.

F2: Represents a non-qualified stock option granted on July 1, 2013. Twenty-five percent of the shares subject to the award vest on the first anniversary of the date of grant and thereafter in 36 equal monthly installments.