MITEK SYSTEMS INC — Director's Dealing 2013

Nov 5, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MITEK SYSTEMS INC (MITK)
CIK: 0000807863
Period of Report: 2013-11-05

Reporting Person: Strange Michael S (Chief Technology Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	22720	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$4.21	2022-07-09	Common Stock (175000)		Direct
Stock Option (Right to Buy)	$2.34	2022-11-16	Common Stock (10000)		Direct

Footnotes

F1: Comprised of 3,970 shares of common stock and 18,750 shares of common stock subject to restricted stock units (RSU) granted on July 9, 2012. The shares subject to the RSU award vest in equal annual installments over four years from the date of grant.

F2: Represents an incentive stock option granted on July 9, 2012. Twenty-five percent of the shares subject to the award vest on the first anniversary of the date of grant and thereafter in 36 equal monthly installments.

F3: Represents a non-qualified stock option granted on November 16, 2012. Twenty-five percent of the shares subject to the award vest on the first anniversary of the date of grant and thereafter in 36 equal monthly installments.